January 01, 2019

January 2019 Update: Company Filtering & Auto-Populate Nicknames

Auto-populate nicknames
Adding common nicknames to searches helps ensure you’re not missing any important contributions. When you add or edit an employee, you can now auto-populate common nicknames to be included in your search. You can also remove or edit nicknames that aren’t relevant to your search.

Filter company search results
One point of feedback we’ve received is that users would like to reduce potential false positives by adding a filter to Company searches. To prevent potentially incorrect variations of entity and employer names from a search, click to edit the company search and then add exclusions.


compliance updates
Pay-to-play regulations (and associated risk) doesn’t simply turn off during the off-election years.
compliance updates
Fact: political contributions are on the rise.
compliance updates
Political activism is at an all time high. And with it? The pay-to-play risk for financial firms who rely on government contracted work. As the number of state and local pay-to-play rules increase, so do the number of stipulations compounding the complexity for firms potentially already struggling with the risk of violation. Not only do firms have to worry about complying with commonly known federal regulations like the SEC and FINRA pay-to-play rules, but also additional, specific state or local rules.