March 01, 2019

March 2019 Update: Address Filter And Preclearance

Preclearance lists
You can now integrate preclearance data into illumis. Use the Preclearance tab to add and store contribution requests to the platform, helping keep your workflows streamlined and centralized, and easily share data across the team.

In the next few months, we’ll be adding additional functionality to automatically match pre-cleared contributions directly to records detected, letting you quickly and easily reconcile records in the platform.

Exclude contributor addresses and employers
Customers can now exclude false positives using address or employer information on the record. For example, if you’re monitoring a common name like Andrew Allen, and know the Andrew Allen in Westbury isn’t the person you want results for, you can set up a filter to remove results for addresses in that city. Here’s how:

Please Note: This post was updated in June 2020 to reflect our company’s new name: illumis


compliance updates
Last month, Compliance Week highlighted some of the compliance considerations for investment advisors (and other regulated firms) around the 2020 elections in a piece headlined “SEC ‘pay-to-play’ enforcement surge projected in 2021”. The article notes that tomorrow’s elections have spurred a massive wave of contributions - and are likely to also trigger a new wave of SEC enforcement.
compliance updates
Last month, Compliance Week highlighted some of the compliance considerations for investment advisors (and other regulated firms) around the 2020 elections in a piece headlined “SEC ‘pay-to-play’ enforcement surge projected in 2021”. The article notes that tomorrow’s elections have spurred a massive wave of contributions - and are likely to also trigger a new wave of SEC enforcement.
compliance updates
We’re continually updating our political contribution monitoring platform to better serve our customers. With the election around the corner, we’re excited to introduce our latest feature update: