July 16, 2020

illumis Compliance Product Updates — June

We’re continually updating our political contribution monitoring platform to better serve our customers. We’re excited to share five updates we added to the illumis platform in June:

Share Out Records From the Platform via Email: You can now easily email records directly to colleagues from the illumis platform to save you and your team time as you communicate.

Multiple User Comments on Records: Your team can communicate directly on records by leaving comments, which will be attributed to the team member that added them. A log of other actions has also been added to records, so you can see when statuses were added, or if the record was shared via email.

Custom Fields: Add custom fields (like employee ID or employee email) to any employee in the illumis platform. These can be added with a bulk import or added and edited on an as-needed basis. Users can customize the fields within the platform itself.

Search with Strict Last Names: You can now set strict last name searches in order to help filter out potential false positives in results.

Dashboard Sorting: Sort records on the dashboard by name and date to assist with your team’s workflow.

We’d love to share more, and see if the platform might be a good fit for your team. If you’d like more information, please contact us using the form below.

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compliance updates
David Lombardy recently launched his own regulatory and compliance consulting firm, Pillar Compliance Group, to assist investment managers with the development, implementation, and ongoing monitoring of their compliance programs. In reviewing the regulatory environment around pay-to-play compliance, he saw the value in using illumis’ political contribution monitoring platform to provide the best risk coverage available for his clients.
compliance updates
For the last few months, Blucora – a FinTech company providing software solutions for wealth management and tax preparation – has waged a war against Ancora, an Ohio-based investment advisor who had acquired a minority stake in the company and sought to reconstitute Blucora’s board.
news
We are excited to announce that illumis has been named “Best RegTech Startup” in the 2021 FinTech Breakthrough Awards! The award recognizes our creativity in mitigating operational risk related to political contributions and pay-to-play risk.