August 10, 2020

Releasing Our First Candidate Research Report for Regulatory Risk

Our team of analysts recently compiled various research memos that provide background on the state and locally elected officials running for Federal office in 2020. Today, we’re excited to release the 2020 Candidate Research Report on Senate Candidates. The report lists the current elected offices all candidates hold (or their profession), and also notes some potentially relevant pension funds. We’ll be following up with a report on House candidates soon.

Here is a link to download our 2020 Candidate Research Report on Senate Candidates: https://insights.illumis.com/en-us/senate-regulatory-report.

While talking to compliance teams, we’ve heard that the broad range of elections often means countless hours of additional research and analysis. With this report, we hope to provide additional insight into current candidates to help simplify your research processes.

If you have any questions or want to schedule a demo with our team, feel free to reach out to [email protected]!

compliance updates
Pay-to-play regulations (and associated risk) doesn’t simply turn off during the off-election years.
compliance updates
Fact: political contributions are on the rise.
compliance updates
Political activism is at an all time high. And with it? The pay-to-play risk for financial firms who rely on government contracted work. As the number of state and local pay-to-play rules increase, so do the number of stipulations compounding the complexity for firms potentially already struggling with the risk of violation. Not only do firms have to worry about complying with commonly known federal regulations like the SEC and FINRA pay-to-play rules, but also additional, specific state or local rules.