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August 10, 2020

Releasing Our First Candidate Research Report for Regulatory Risk

Our team of analysts recently compiled various research memos that provide background on the state and locally elected officials running for Federal office in 2020. Today, we’re excited to release the 2020 Candidate Research Report on Senate Candidates. The report lists the current elected offices all candidates hold (or their profession), and also notes some potentially relevant pension funds. We’ll be following up with a report on House candidates soon.

Here is a link to download our 2020 Candidate Research Report on Senate Candidates: https://insights.illumis.com/en-us/senate-regulatory-report.

While talking to compliance teams, we’ve heard that the broad range of elections often means countless hours of additional research and analysis. With this report, we hope to provide additional insight into current candidates to help simplify your research processes.

If you have any questions or want to schedule a demo with our team, feel free to reach out to [email protected]!

compliance updates
Last month, Compliance Week highlighted some of the compliance considerations for investment advisors (and other regulated firms) around the 2020 elections in a piece headlined “SEC ‘pay-to-play’ enforcement surge projected in 2021”. The article notes that tomorrow’s elections have spurred a massive wave of contributions - and are likely to also trigger a new wave of SEC enforcement.
compliance updates
Last month, Compliance Week highlighted some of the compliance considerations for investment advisors (and other regulated firms) around the 2020 elections in a piece headlined “SEC ‘pay-to-play’ enforcement surge projected in 2021”. The article notes that tomorrow’s elections have spurred a massive wave of contributions - and are likely to also trigger a new wave of SEC enforcement.
compliance updates
We’re continually updating our political contribution monitoring platform to better serve our customers. With the election around the corner, we’re excited to introduce our latest feature update: