September 22, 2020

Releasing our U.S. House Candidate Research Report

Yesterday, we released our second research report to help compliance teams navigate political contribution regulatory compliance. Download our 2020 Candidate Research Report on U.S. House Candidates here!

Our team of analysts compiled various research memos that provide background on the state and locally elected officials running for Federal office in 2020. The release of our US House report follows a similar Senate report released last month.

With election 2020 under way, we wanted to share this new resource that contains research on the thousands of US House candidates across all 50 states. The report lists the current elected offices each candidate holds (or their profession), and also notes some potentially relevant pension funds that could represent pay-to-play conflicts.

If you have any questions or want to schedule a demo with our team, feel free to reach out to [email protected]!


compliance updates
We recently hosted a webinar around pay-to-play compliance with two experts on the topic—Ki Hong of Skadden, Arps, Slate, Meagher & Flom, and Heather Traeger of TRS, where we covered important, timely issues around the 2020 election. Given the complexity of pay-to-play regulations and potential severity of penalties for violations, as well as the historic political involvement in this election cycle, understanding and monitoring for these risks has never been more important.
compliance updates
We’re continually updating our political contribution compliance platform to better serve our customers. We’re excited to highlight the most recent additions in our latest feature update.
compliance updates
Last month, Compliance Week highlighted some of the compliance considerations for investment advisors (and other regulated firms) around the 2020 elections in a piece headlined “SEC ‘pay-to-play’ enforcement surge projected in 2021”. The article notes that tomorrow’s elections have spurred a massive wave of contributions - and are likely to also trigger a new wave of SEC enforcement.