October 30, 2020

illumis Compliance Product Update: Introducing Dashboard Graphics

We’re continually updating our political contribution monitoring platform to better serve our customers. With the election around the corner, we’re excited to introduce our latest feature update:

Introducing Dashboard Graphics. Above the stream of new records detected, we have added 4 helpful charts driven by political activity across your employee base. The dashboard produces helpful metrics to gauge trends, areas of high-risk and top-line reports.

Our main dashboard graphs display: Contributions by Month, Contributions by Status, Top Recipients and Top Contributors. Each graph can be filtered and exported to ensure you have access to streamlined reporting and training around political contribution compliance. We’d love to hear what other metrics you’d like to monitor there, so if you have additional ideas please let us know.

If you’d like to set up a time to connect or reconnect with our team, shoot us an email at [email protected]!


compliance updates
David Lombardy recently launched his own regulatory and compliance consulting firm, Pillar Compliance Group, to assist investment managers with the development, implementation, and ongoing monitoring of their compliance programs. In reviewing the regulatory environment around pay-to-play compliance, he saw the value in using illumis’ political contribution monitoring platform to provide the best risk coverage available for his clients.
compliance updates
For the last few months, Blucora – a FinTech company providing software solutions for wealth management and tax preparation – has waged a war against Ancora, an Ohio-based investment advisor who had acquired a minority stake in the company and sought to reconstitute Blucora’s board.
news
We are excited to announce that illumis has been named “Best RegTech Startup” in the 2021 FinTech Breakthrough Awards! The award recognizes our creativity in mitigating operational risk related to political contributions and pay-to-play risk.