October 30, 2020

illumis Compliance Product Update: Introducing Dashboard Graphics

We’re continually updating our political contribution monitoring platform to better serve our customers. With the election around the corner, we’re excited to introduce our latest feature update:

Introducing Dashboard Graphics. Above the stream of new records detected, we have added 4 helpful charts driven by political activity across your employee base. The dashboard produces helpful metrics to gauge trends, areas of high-risk and top-line reports.

Our main dashboard graphs display: Contributions by Month, Contributions by Status, Top Recipients and Top Contributors. Each graph can be filtered and exported to ensure you have access to streamlined reporting and training around political contribution compliance. We’d love to hear what other metrics you’d like to monitor there, so if you have additional ideas please let us know.

If you’d like to set up a time to connect or reconnect with our team, shoot us an email at [email protected]!


compliance updates
Last month, Compliance Week highlighted some of the compliance considerations for investment advisors (and other regulated firms) around the 2020 elections in a piece headlined “SEC ‘pay-to-play’ enforcement surge projected in 2021”. The article notes that tomorrow’s elections have spurred a massive wave of contributions - and are likely to also trigger a new wave of SEC enforcement.
compliance updates
Last month, Compliance Week highlighted some of the compliance considerations for investment advisors (and other regulated firms) around the 2020 elections in a piece headlined “SEC ‘pay-to-play’ enforcement surge projected in 2021”. The article notes that tomorrow’s elections have spurred a massive wave of contributions - and are likely to also trigger a new wave of SEC enforcement.
compliance updates
We’re excited to host a webinar regarding pay-to-play compliance around the 2020 election! Please join our team on October 28th at 4 p.m. ET for a conversation with two experts on the subject. We will focus on some of the complexities of pay-to-play law and political contribution compliance and hear from the experts on best practices as well as emerging areas of risk. You can find more details about our guests below and to register, please click here.