February 24, 2021

illumis Compliance Product Update: Entity Search

We’re continually updating our compliance platform to better serve our customers. We’re excited to highlight the newest functionality in our latest feature update.

Entity Search. While you’ve always been able to search by entity in the employer field of a record, now you can also choose to search by entity in the contributor field. This helps you track when a company or company PAC makes a contribution directly. In the monitoring section of the illumis platform, simply go to the companies tab, click “add company,” then select search by “name field.” Now, you’re able to search entities by the employer field, the name field, or both!


compliance updates
Pay-to-play regulations (and associated risk) doesn’t simply turn off during the off-election years.
compliance updates
Fact: political contributions are on the rise.
compliance updates
Political activism is at an all time high. And with it? The pay-to-play risk for financial firms who rely on government contracted work. As the number of state and local pay-to-play rules increase, so do the number of stipulations compounding the complexity for firms potentially already struggling with the risk of violation. Not only do firms have to worry about complying with commonly known federal regulations like the SEC and FINRA pay-to-play rules, but also additional, specific state or local rules.