February 24, 2021

illumis Compliance Product Update: Entity Search

We’re continually updating our compliance platform to better serve our customers. We’re excited to highlight the our newest functionality in our latest feature update.

Entity Search. While you’ve always been able to search by entity in the employer field of a record, now you can also choose to search by entity in the contributor field. This helps you track when a company or company PAC makes a contribution directly. In the monitoring section of the illumis platform, simply go to the companies tab, click “add company,” then select search by “name field.” Now, you’re able to search entities by the employer field, the name field, or both!


compliance updates
We recently hosted a webinar around pay-to-play compliance with two experts on the topic—Ki Hong of Skadden, Arps, Slate, Meagher & Flom, and Heather Traeger of TRS, where we covered important, timely issues around the 2020 election. Given the complexity of pay-to-play regulations and potential severity of penalties for violations, as well as the historic political involvement in this election cycle, understanding and monitoring for these risks has never been more important.
compliance updates
We’re continually updating our political contribution compliance platform to better serve our customers. We’re excited to highlight the most recent additions in our latest feature update.
compliance updates
Last month, Compliance Week highlighted some of the compliance considerations for investment advisors (and other regulated firms) around the 2020 elections in a piece headlined “SEC ‘pay-to-play’ enforcement surge projected in 2021”. The article notes that tomorrow’s elections have spurred a massive wave of contributions - and are likely to also trigger a new wave of SEC enforcement.