September 23, 2021

illumis Compliance Product Update: Better Organizing Data by Employee in illumis

We’re continually updating our compliance platform to better serve our customers. We’re excited to highlight the newest functionality in our latest feature update.

First, the section of the platform labeled “Monitoring” will now be labeled “Database”. Instead of just being a list of monitored searches in the platform, this view will now serve as more of a directory of employees listed in the system. And you’ll instead be able to attach searches – either for the employee themselves, or for a spouse or household member – directly to that employee listing. This will make it much more clear who is linked together in the system, and enable you to organize your monitoring more effectively.

add person

Going forward, instead of adding a new employee as a search, you’ll add a new employee to the directory listing, and then enable a search of that employee (and potentially add a spouse or household member search as well).

This update also significantly improves platform performance, making the platform faster and easier to use.

spouse.2021-04-28 12_42_41

If you have any questions about how this new functionality works, please contact us at [email protected].


compliance updates
A new Bloomberg report alleges the SEC is investigating the relationships between the $66 billion Pennsylvania state pension fund and major investment managers. The SEC issued a subpoena this month to gather details on gifts exchanged between major firms such as Blackstone, The Carlyle Group, Morgan Stanley, Apollo Global, and Hamilton Lane, and executive members of the state pension fund.
compliance updates
We’re continually updating our political contribution compliance platform to better serve our customers. We’re excited to highlight the newest functionality in our latest feature update.
compliance updates
David Lombardy recently launched his own regulatory and compliance consulting firm, Pillar Compliance Group, to assist investment managers with the development, implementation, and ongoing monitoring of their compliance programs. In reviewing the regulatory environment around pay-to-play compliance, he saw the value in using illumis’ political contribution monitoring platform to provide the best risk coverage available for his clients.