September 30, 2021

illumis Compliance Product Update: Political Contribution Certifications

We’re continually updating our political contribution compliance platform to better serve our customers. We’re excited to highlight the newest functionality in our latest feature update.

The new “Certifications” tab in the platform enables you to deploy and track employees’ certifications of their political contributions in the illumis system. By adding the certifications functionality, the platform can help your workflow around political contributions — allowing you to monitor and report on their preclearance requests, contributions, and attestations all in one place.

With the new update, you’ll be able to send out a certification form to your employees - including their preclearance requests, and allowing them to attest to any political contributions they have made. You’ll also be able to use the feature for other certifications as well.

If you have any questions about this new functionality or would like to set up a time to connect with our team, please send us an email at [email protected]!


compliance updates
A new Bloomberg report alleges the SEC is investigating the relationships between the $66 billion Pennsylvania state pension fund and major investment managers. The SEC issued a subpoena this month to gather details on gifts exchanged between major firms such as Blackstone, The Carlyle Group, Morgan Stanley, Apollo Global, and Hamilton Lane, and executive members of the state pension fund.
compliance updates
We’re continually updating our compliance platform to better serve our customers. We’re excited to highlight the newest functionality in our latest feature update.
compliance updates
David Lombardy recently launched his own regulatory and compliance consulting firm, Pillar Compliance Group, to assist investment managers with the development, implementation, and ongoing monitoring of their compliance programs. In reviewing the regulatory environment around pay-to-play compliance, he saw the value in using illumis’ political contribution monitoring platform to provide the best risk coverage available for his clients.