March 24, 2021

illumis Named "Best RegTech Startup"

We are excited to announce that illumis has been named “Best RegTech Startup” in the 2021 FinTech Breakthrough Awards! The award recognizes our creativity in mitigating operational risk related to political contributions and pay-to-play risk.

The FinTech Breakthrough Awards recognize the top companies and products in the financial services and technology industries today. They perform comprehensive analyses of the industry to recognize the ‘breakthrough’ innovators in the FinTech market. illumis was selected from thousands of nominees as a winner — winning the “Best RegTech Startup” award for our sophisticated and best-in-class monitoring platform for regulatory compliance.

We are honored to be recognized for our ongoing work to help our customers use public data to enhance transparency and reduce risk.

At illumis, we provide the leading monitoring solution to help reduce risk and increase transparency around pay-to-play rules. Our platform continues to set the standard, with cutting-edge technology to help ensure comprehensive coverage. Interested in a demo of the illumis Compliance platform? Click here or email [email protected].


compliance updates
David Lombardy recently launched his own regulatory and compliance consulting firm, Pillar Compliance Group, to assist investment managers with the development, implementation, and ongoing monitoring of their compliance programs. In reviewing the regulatory environment around pay-to-play compliance, he saw the value in using illumis’ political contribution monitoring platform to provide the best risk coverage available for his clients.
compliance updates
For the last few months, Blucora – a FinTech company providing software solutions for wealth management and tax preparation – has waged a war against Ancora, an Ohio-based investment advisor who had acquired a minority stake in the company and sought to reconstitute Blucora’s board.
news
We are excited to announce that illumis is now officially SOC 2 certified.