illumis — A ComplySci Company | Political Contribution Monitoring

illumis helps our customers reduce risk and expand transparency

Maintain Regulatory Compliance

Maintain compliance with pay-to-play regulations like:
- SEC Rule 206(4)-5
- MSRB Rule G-37
- FINRA Rules 2030 & 4580
- CFTC Regulation 23.451
- State & local pay-to-play regulations

The Most Comprehensive & Accurate Campaign Finance Data

All 50 states & D.C.
Federal data
Hundreds of cities, counties, & local jurisdictions

Avoid Costly Risks

Regulatory penalties & sanctions
Lockout periods
Adverse headline risk

Leverage Timely, Actionable Data

Automated daily monitoring & alerts
Time-saving workflow tools
Sophisticated filters to remove false positives

Smart Preclearance Tools

Seamlessly incorporate self-reporting and contribution requests
Fully-customizable labels and automated tasks
Preclearance alongside data monitoring for one robust compliance workflow

Here’s what some of our customers have to say

"It’s really great to have this - it’s super easy to use and you keep rolling out enhancements."

— CCO, Large Venture Fund

"If NFA were to come in and we showed them it, they would be really pleased. I would recommend it to others."

— Head of Regional Compliance - Top 10 Global Bank

"I used to go in every month or two and spend a long time searching various state databases for our people to see their contributions. And it just wasn’t feasible for every state. There were always gaps. To have it all done automatically without manual work was a huge time saver."

— Director of Compliance, Global Investment Bank

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illumis political contribution monitoring

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Leading institutions leverage illumis’s solutions to avoid costly risks