February 24, 2021

illumis Compliance Product Update: Entity Search

We’re continually updating our compliance platform to better serve our customers. We’re excited to highlight the newest functionality in our latest feature update.

Entity Search. While you’ve always been able to search by entity in the employer field of a record, now you can also choose to search by entity in the contributor field. This helps you track when a company or company PAC makes a contribution directly. In the monitoring section of the illumis platform, simply go to the companies tab, click “add company,” then select search by “name field.” Now, you’re able to search entities by the employer field, the name field, or both!


compliance updates

Pay-to-play rules and regulations, including the well-known Financial Industry Regulatory Authority (FINRA) and Securities and Exchange Commission (SEC) pay-to-play-rules, have become a focal point for compliance teams navigating the midterm elections in 2022. However, even in off years, or years with no major elections, for those firms who rely heavily on government contracted work, political contribution compliance can’t just turn off.

compliance updates

Ensure employees aren’t putting your firm at risk of reputational damage or costly violations by integrating a political contribution compliance platform into your tech stack.

compliance updates

The news is out! illumis, inc. is now a COMPLY company! We’re incredibly excited about the new opportunities and benefits, this brings for you, our customers, and our organization.