November 8, 2022

Illuminating our path forward: illumis, inc. is now a COMPLY company

The news is out! illumis, inc. is now a COMPLY company! We’re incredibly excited about the new opportunities and benefits, this brings for you, our customers, and our organization.


We know you have mostly have questions though and because we are in the business of aggregating data and insight, we took this time to pull together a few key frequently asked questions to help you learn more about this new parent brand and what it all means going forward.

1. Will the illumis product or team change?


In short, no. There will be no immediate changes to the product, technology or team you have come to know and rely on for your political contribution monitoring and verification. Customers will continue to have the same access to the illumis solutions they depend on., however, they will now also enjoy increased access to the breadth of offerings available across our the entire COMPLY portfolio of brands.

2. What will be the biggest immediate impact of the new parent brand?


Externally, the most noticeable change will be our emails. Instead of emailing name@illumis.com, you will now receive emails from name@comply.com. Don’t worry though, emails sent to @illumis.com will continue to be forwarded to our new inbox for the next several months, ensuring we never miss a critical question or urgent communication.


3. How will this new parent brand benefit clients in the long term?


The official alignment of ComplySci, RIA in a Box, NRS and illumis under the COMPLY umbrella has been in the making for more than a year, with strategic acquisitions bringing together each individual powerhouse to form what is now COMPLY. From our team’s perspective, this has always been a long-term project, thinking past the immediate benefits, to uncover how this can truly impact and empower our clients. The new COMPLY brand is the first official step toward integrating our full suite of products and solutions, which will, in the long-term offer exponentially greater benefits for our customers. The integration of services allows our team to provide customers with both bundled and a-la-carte offerings, creating customized compliance solutions and resources to meet your unique needs today and tomorrow.


4. What other organizations fall under the parent brand COMPLY?


The COMPLY portfolio of brands is made up of ComplySci, RIA in a Box, NRS and illumis. By aligning each unique brand under the COMPLY umbrella, we are now able to provide clients with the most comprehensive offering of regulatory compliance technology, consulting and education resources on the market today for financial services firms.


5. Where can I learn more about COMPLY?


Visit COMPLY.com to learn more about the broader organization and the breadth of regulatory compliance solutions we offer.


compliance updates

Pay-to-play rules and regulations, including the well-known Financial Industry Regulatory Authority (FINRA) and Securities and Exchange Commission (SEC) pay-to-play-rules, have become a focal point for compliance teams navigating the midterm elections in 2022. However, even in off years, or years with no major elections, for those firms who rely heavily on government contracted work, political contribution compliance can’t just turn off.

compliance updates

Ensure employees aren’t putting your firm at risk of reputational damage or costly violations by integrating a political contribution compliance platform into your tech stack.

compliance updates

Pay-to-play regulations (and associated risk) doesn’t simply turn off during the off-election years.